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DOCUMENT FILE · 1972

Penkovskiy's Legacy: a CIA analyst on the IRONBARK papers (1972)

A Secret 1972 Studies in Intelligence article by a CIA Directorate of Intelligence analyst explaining why the Soviet military documents Oleg Penkovsky photographed were still being mined for doctrine and weapons ten years on.

Declassified 2012

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From the document

Why do we in the Directorate of Intelligence continue to research the documentary material Colonel Penkovskiy photographed in the early Sixties with his Minox cameras?

Page 1, opening · ✓ in the text, page 2

This theory, which we dubbed the “more rubble for the ruble” strategy of former party leader Khrushchev, was endorsed by only two other military writers in the IRONBARK collection.

Page 3, section One: Doctrine · ✓ in the text, page 4

The guidelines called for an amphibious, lightweight, low silhouette vehicle mounting a turreted cannon and an antitank guided missile.

Page 12, section Four: Bureaucratic Behavior · ✓ in the text, page 13

The ten-year-old IRONBARK information stands as one of the most valuable collections in the history of strategic intelligence.

Page 17, closing section · ✓ in the text, page 18

Excerpts are passages from a US government work (public domain), quoted exactly as they read in the scan, and checked against the full text on every rebuild.

In February 1971 a CIA analyst named Len Parkinson spoke to the agency's Midcareer Executive Development Course about a collection then about ten years old: the Soviet military documents that the GRU colonel Oleg Penkovsky had photographed for the CIA and British intelligence in 1961 and 1962. He turned the talk into this article for the classified journal Studies in Intelligence. It is written in the first person plural of the Directorate of Intelligence ("why do we in the Directorate of Intelligence…"), and later passages place the work in the Office of Strategic Research1.

The CIA released the article in May 2012 as an extract from a classified issue, marked Secret and No Foreign Dissem. Unusually for a released article, nothing in it is blacked out1.

What it says

Parkinson gives three reasons for going back to IRONBARK, the code name for most of Penkovsky's photographs: Soviet doctrine changed slowly, weapons took a decade to develop, and the papers trained new analysts. A 1970 poll by the Office of National Estimates, he writes, found no better source for learning how Soviet officers thought about war1.

He then works through five fields. On doctrine, the most valuable item was the Top Secret Special Collection of the journal Military Thought, an unofficial forum for generals and marshals in 1960–62. There a few writers backed Khrushchev's idea that nuclear strikes by the Strategic Rocket Forces would replace a land war in Europe; the traditionalists overwhelmed them, and after Khrushchev's fall his successors chose to pay for both nuclear and conventional forces1. On organization, the papers sorted Soviet divisions into readiness classes and set a two-to-three-week campaign to the English Channel, which Parkinson says still matched Soviet planning1.

The hardware section is the most concrete. Articles of 1961–62 pointed analysts toward an exoatmospheric Moscow ABM system, a long-range zonal SAM, mobile army air defense, cruise missiles as the main anti-carrier weapon, and an anti-Polaris program assigned to the Soviet navy in 19571. One 1961 article laid out the infantry combat vehicle that appeared in the Moscow parade in November 19671. The section on bureaucratic behavior draws on CHICKADEE, the reports and tape recordings Penkovsky made himself, including his account of the feud between Marshals Varentsov and Moskalenko over control of the strategic missiles1. The last field, "positive control" of nuclear weapons, rests partly on what the documents did not say: they never discussed accidental or unauthorized launch1.

The papers and the missile crisis

Parkinson mentions Cuba only in passing, as Khrushchev's failed "cheap" attempt at strategic gain. The Penkovsky material's best-known use came in October 1962, when a joint evaluation code-named Iron Bark drew on his material, together with U-2 photographs, to identify SS-4 and SS-5 sites in Cuba1,2. Penkovsky was arrested that month and executed in May 19633.

How to read it

This is an advocate's account written for colleagues: it credits the documents with insights that other sources also supported, and Parkinson admits some analysts thought the papers had become "just historical." His footnotes name dozens of Soviet officers and their later careers, all public military figures1. One footnote quotes a sentence from Khrushchev's published memoirs. The article's ending argues that only another revolution in Soviet military thinking would make the collection obsolete1. The issue's cover note warns that copyrighted items in it are marked as such; nothing in these seventeen pages is so marked1.

Sources

  1. CIA Penkovskiy's Legacy and Strategic Research, by Len Parkinson (Studies in Intelligence, 1972; release HR70-14, 21 May 2012), Central Intelligence Agency (1972).
  2. FRUS Foreign Relations of the United States, 1961–1963, Volume XI, Cuban Missile Crisis and Aftermath, Document 30 (Editorial Note), US Department of State, Office of the Historian (1996).
  3. Wikipedia Oleg Penkovsky, Wikipedia.